0001144204-15-009904.txt : 20150218 0001144204-15-009904.hdr.sgml : 20150216 20150217144751 ACCESSION NUMBER: 0001144204-15-009904 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 GROUP MEMBERS: KPCB XIV ASSOCIATES, LLC GROUP MEMBERS: KPCB XIV FOUNDERS FUND, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Foundation Medicine, Inc. CENTRAL INDEX KEY: 0001488613 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 271316416 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87922 FILM NUMBER: 15621250 BUSINESS ADDRESS: STREET 1: 150 SECOND STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 617-418-2200 MAIL ADDRESS: STREET 1: 150 SECOND STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Kleiner Perkins Caufield & Byers XIV, LLC CENTRAL INDEX KEY: 0001505781 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-2750 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 v401792_sc13ga.htm SC 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 1)*

 

Foundation Medicine, Inc.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 

350465100

(CUSIP Number)
 
December 31, 2014
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

¨Rule 13d-1(c)

 

xRule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

Page 1 of 8

Exhibit Index Contained on Page 7

 

 
 

 

CUSIP NO. 350465100 13 G Page 2 of 8

  

  1 NAME OF REPORTING PERSONS           Kleiner Perkins Caufield & Byers XIV, LLC (“KPCB XIV”)
  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)        ¨       (b)        x     

  3 SEC USE ONLY
  4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH 

  5 SOLE VOTING POWER
2,602,637 shares, except that KPCB XIV Associates, LLC (“Associates”), the managing member of KPCB XIV, may be deemed to have sole power to vote these shares.
  6   SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
2,602,637 shares, except that Associates, the managing member of KPCB XIV, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON
2,602,637
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES
                ¨
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

9.2%
  12   TYPE OF REPORTING PERSON OO

 

 
 

  

CUSIP NO. 350465100 13 G Page 3 of 8

  

  1 NAME OF REPORTING PERSONS           KPCB XIV Founders Fund, LLC (“KPCB XIV Founders”)
  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)        ¨        (b)   x     

  3 SEC USE ONLY
  4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH 

  5 SOLE VOTING POWER

220,179 shares, except that Associates, the managing member of KPCB XIV Founders, may be deemed to have sole power to vote these shares.

  6   SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER

220,179 shares, except that Associates, the managing member of KPCB XIV Founders, may be deemed to have sole power to dispose of these shares.

  8 SHARED DISPOSITIVE POWER
See response to row 7.

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON
220,179
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES
                ¨
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.8%
  12   TYPE OF REPORTING PERSON OO

  

 
 

  

CUSIP NO. 350465100 13 G Page 4 of 8

 

  1 NAME OF REPORTING PERSONS          KPCB XIV Associates, LLC
  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)        ¨        (b)        x     

  3 SEC USE ONLY
  4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH 

  5 SOLE VOTING POWER

2,822,816 shares, of which 2,602,637 are directly owned by KPCB XIV and 220,179 are directly owned by KPCB XIV Founders. Associates, the managing member of KPCB XIV and KPCB XIV Founders, may be deemed to have sole power to vote these shares.

  6   SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER

2,822,816 shares, of which 2,602,637 are directly owned by KPCB XIV and 220,179 are directly owned by KPCB XIV Founders. Associates, the managing member of KPCB XIV and KPCB XIV Founders, may be deemed to have sole power to dispose of these shares.

  8 SHARED DISPOSITIVE POWER
See response to row 7.

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON

2,822,816

  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES
                ¨
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

10.0%
  12   TYPE OF REPORTING PERSON OO

  

 
 

 

CUSIP NO. 350465100 13 G Page 5 of 8

 

This Amendment No. 1 amends the Statement on Schedule 13G previously filed by Kleiner Perkins Caufield & Byers XIV, LLC, a Delaware limited liability company, KPCB XIV Founders Fund, LLC, a Delaware limited liability company, and KPCB XIV Associates, LLC, a Delaware limited liability company. The foregoing entities are collectively referred to as the “Reporting Persons.” Only those items as to which there has been a change are included in this Amendment No. 1.

 

ITEM 4.OWNERSHIP

  

The following information with respect to the ownership of the ordinary shares of the Issuer by the persons filing this Statement is provided as of December 31, 2014:

 

(a)Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

 

(b)Percent of Class:

See Row 11 of cover page for each Reporting Person.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

 

(ii)Shared power to vote or to direct the vote:

 

See Row 6 of cover page for each Reporting Person.

 

(iii)Sole power to dispose or to direct the disposition of:

 

See Row 7 of cover page for each Reporting Person.

 

(iv)Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

  

 
 

  

CUSIP NO. 350465100 13 G Page 6 of 8

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 11, 2015

 

  KLEINER PERKINS CAUFIELD & BYERS XIV, LLC, a Delaware limited liability company
   
  By: KPCB XIV ASSOCIATES, LLC, a Delaware limited liability company, its managing member
     
  By: /s/ Paul Vronsky
    Paul Vronsky
    General Counsel
     
  KPCB XIV FOUNDERS FUND, LLC, a Delaware limited liability company
   
  By: KPCB XIV ASSOCIATES, LLC, a Delaware limited liability company, its managing member
     
  By: /s/ Paul Vronsky
    Paul Vronsky
    General Counsel
     
  KPCB XIV ASSOCIATES, LLC, a Delaware limited liability company
     
  By: /s/ Paul Vronsky
    Paul Vronsky
    General Counsel

 

 
 

 

CUSIP NO. 350465100 13 G Page 7 of 8

 

EXHIBIT INDEX

 

    Found on
Sequentially
Exhibit   Numbered Page
     
Exhibit A:  Agreement of Joint Filing   8

 

 
 

  

CUSIP NO. 350465100 13 G Page 8 of 8

 

exhibit A

 

Agreement of Joint Filing

 

The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of the Issuer shall be filed on behalf of each of the Reporting Persons. Note that copies of the applicable Agreement of Joint Filing are already on file with the appropriate agencies.